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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2695765
1. David Bravoria, CFA, is an independent financial advisor for a high net worth client with whom he had not had contact in over two years. During a recent brief telephone conversation, the client states he wants to increase his risk exposure. Bravoria subsequently recommends and invests in several high-risk funds on behalf of the client. Bravoria continues, as he has done in the past, to send to his client monthly, detailed itemized investment statements. Did Bravoria most likely violate any C FA Standards?
  • A.No.
  • B.Yes,with regard to investment statements.
  • C.Yes,with regard to purchasing venture capital funds.

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