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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2695634
1. Noor Mawar, CFA, manages a trust fund with the beneficiary being an orphaned 18-year-old student. The investment policy dictates that trust assets are expected to provide the student with a stable low risk source of income until she reaches the age of 30 years. Based on information from an internet blog, the student asks Mawar to invest in a new business venture she expects will provide high returns over the next 5 years. Mawar ignores the request, instead securing conservative investments to provide sufficient income. Did Mawar most likely violate the CFA Institute Code of Ethics and Standards of Professional Conduct?
  • A.Yes
  • B.No,because the client's objectives were met
  • C.No,because the investment time frame does not match the investment horizon

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