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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2695350
1. Henrietta Huerta, CFA, writes a weekly investment newsletter to market her services and obtain new asset management clients. A third party distributes the free newsletter on her behalf to those individuals on its mailing list. As a result, it is widely read by thousands of individual investors. The newsletter recommendations reflect most of Huerta's investment actions. After completing further research on East-West Coffee Roasters, Huerta decides to change her initial buy recommendation to a sell. To avoid violating the CFA Institute Standards of Professional Conduct it would be most appropriate for Huerta to distribute the new investment recommendation to:
  • A.Newsletter recipients first
  • B.Asset management clients first
  • C.Newsletter recipients and asset management clients simultaneously

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