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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2693832
1. Thomas Turkman recently hired Georgia Viggen, CFA, as a portfolio manager for North South Bank. Although Viggen worked many years for a competitor, West Star Bank, the move was straightforward because she did not have a non-compete agreement with her previous employer. Once Viggen starts working for Turkman, the first thing she does is to bring a trading software package she developed and used at West Star to her new employer. Using public information, Viggen contacts all of her former clients to convince them to move with her to North South. Viggen also convinces one of the analysts she worked with at West Star to join her at her new employer. Viggen most likelyviolated the CFA Institute Code of Ethics and Standards of Professional Conduct concerning her actions involving:
  • A.clients.
  • B.The analyst.
  • C.Trading software.

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