财会经济>CFA特许金融分析师 > CFA考试(Level Ⅰ)
CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2693335
1. Henrietta Huerta, CFA, writes a weekly investment newsletter to market her services and obtain new asset management clients. A third party distributes the free newsletter on her behalf to those individuals on its mailing list. As a result, it is widely read by thousands of individual investors. Thenewsletter recommendations reflect most of Huerta's investment actions. After completing furtherresearch on East-West Coffee Roasters, Huerta decides to change her initial buy recommendationto a sell. To avoid violating the CFA Institute Standards of Professional Conduct, it would be mostappropriate for Huerta to distribute the new investment recommendation to:
  • A.Newsletter recipients and asset management clients simultaneously.
  • B.Asset management clients first.
  • C.Newsletter recipients first.

登录后查看答案及解析

选择购买的题库