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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692437
1. Theresa Hatcher, CFA, is making arrangements to establish her own investment advisory business before terminating her relationship with her current employer, Elite Brokers, Inc. Elite is a small company consisting of only six investment professionals and a small support staff. According to CFA Institute Standards of Professional Conduct, which of the following activities is least likely a violation of Hatcher's duty to Elite?
  • A.Hatcher takes home copies of Elite's client lists and marketing presentations.
  • B.Hatcher engages in secret negotiations with two other investment professionals and her administrative assistant to leave Elite in order to join her new business.
  • C.Hatcher leases office space,furniture,and other equipment for her new business.

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