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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692433
1. Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Services. Karen suspects that one of the analysts is violating Spartan's personal investing policy. According to the Standards of Practice Handbook, Karen's most appropriate initial action is to.
  • A.Initiate an investigation.
  • B.Notify her supervisor of the analyst's suspected misconduct.
  • C.Require the analyst to liquidate and close all personal accounts.

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