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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692432
1. Sean Dahib, CFA, is in charge of the compliance program at his investment firm. According to the Standards of Practice Handbook, as a supervisor, Sean should least likely perform which of the following activities?
  • A.Respond promptly to all violations.
  • B.Disseminate the contents of the program to all personnel.
  • C.Incorporate a professional conduct evaluation as part of an employee's performance review.

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