财会经济>CFA特许金融分析师 > CFA考试(Level Ⅰ)
CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692315
1. Anna Cheung, CFA, the marketing director at First Financials, plans to be a leading investment advisor by marketing an exclusive investment advice letter to wealthy individuals relying on the firm's reputations. Anna thinks that the major obstacle to clients' plan is the complexity of First Financials' investment screening system, a combination of technical trading rules and portfolio optimization techniques designed to minimize risk. To simplify the newsletter, Anna decides to include only each week's top ten buy and sell recommendations and exclude the information associated with the methods used to select securities. According to the Standards of Practice Handbook, would Anna's actions with respect to the advice letter violate any CFA Institute Standards of Professional Conduct?
  • A.Yes,with respect to misrepresentation.
  • B.Yes,with respect to diligence and reasonable basis.
  • C.Yes,with respect to communication with clients and prospective clients.

登录后查看答案及解析

选择购买的题库