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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692311
1. Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that Chen Qin, CFA, one of the assistant portfolio managers he supervises, may have violated the local security law. According to the Standards of Practice Handbook, Zhang Zhong's initial course of action must be to:
  • A.Place limits on the employee's activities.
  • B.Report the conduct to governmental authorities.
  • C.Start an investigation to determine the extent of the wrong doing.

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