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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692307
1. William Wong, CFA, is an equity analyst with Hayswick Securities. Based on his fundamental analysis, Wong concludes that the stock of a company he follows, Nolvec Inc., is substantially undervalued and will experience a large price increase. He delays revising his recommendation on the stock from “hold” to “buy” to allow his brother to buy shares at a lower price. According to the Standards of Practice Handbook, William Wong is least likely to violate the professional Conduct that relates to:
  • A.Duty to clients.
  • B.Reasonable basis.
  • C.Duty to his employer.

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