财会经济>CFA特许金融分析师 > CFA考试(Level Ⅰ)
CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692303
1. Tom Wu, CFA, is the owner and sole employee of two companies, a public relations firm and a financial research firm. The public relations firm entered into a contract with Merrylin Enterprises to provide public relations services. According to the contract, Tom Wu received 40,000 shares of Merrylin stock in payment for his services. Over the next 10 days, the public relations firm issued several press releases that discussed Merrylin's excellent growth prospects. Tom Wu, through his financial research firm, also published a research report recommending Mallory stock as a buy. According to the Standards of Practice Handbook, was Tom Wu required to disclose his ownership of Merrylin stock in the:
Press release?   Research report?
  • A.NO      YES
  • B.YES      NO
  • C.YES      YES

登录后查看答案及解析

选择购买的题库

返回顶部
400-696-5915