Li Feng, CFA, manages accounts for high net worth clients including his own family's account. He has no beneficial ownership in his family's account. Because Li is concerned about the appearance of improper behavior in managing his family's account, when his firm purchases a block of securities, Li allocates to his family's account only those shares that remain after his other client accounts have their orders filled. The fee for managing his family's account is based on his firm's normal fee structure. According to the Standards of Practice Handbook, Li's best course of action with regard to management of his family's account would be to: —

单选题 编号：2692298

1. Li Feng, CFA, manages accounts for high net worth clients including his own family's account. He has no beneficial ownership in his family's account. Because Li is concerned about the appearance of improper behavior in managing his family's account, when his firm purchases a block of securities, Li allocates to his family's account only those shares that remain after his other client accounts have their orders filled. The fee for managing his family's account is based on his firm's normal fee structure. According to the Standards of Practice Handbook, Li's best course of action with regard to management of his family's account would be to:

A.Treat the account like other client accounts.
B.Arrange for the account to be transferred to another firm.
C.Transfer the account to another investment manager in his firm.

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