1. Davis Samuel, CFA, is meeting with one of his portfolio management clients, Joseph Pope, to discuss Pope's investment constraints. Samuel has established that:
·Pope plans to retire from his job as a bond salesman in 17 years, after which this portfolio will be his primary source of income.
·Pope has sufficient cash available that he will not need this portfolio to generate cash outflows until he retires.
·Pope, as a registered securities representative, is required to have Samuel send a copy of his account statements to the compliance officer at Pope's employer.
·Pope opposes certain policies of the government of Lower Pannonia and does not wish to own any securities of companies that do business with its regime.
To complete his assessment of Pope's investment constraints, Samuel still needs to inquire about Pope's: