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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692195
1. Byron Bell, CFA, is an investment manager for Sally Fillmore, president of the local branch of First Bank. Fillmore, in a conversation with Bell's trading assistant, mentions that she is considering moving her account to another investment manager and confides that she has been diagnosed with the early signs of Alzheimer's disease. The trading assistant relays the conversation to Bell. According to the CFA Institute Code and Standards, the trading assistant is:
  • A.Not in violation of any Standard.
  • B.In violation of the Standard concerning preservation of confidentiality by disclosing confidential client information.
  • C.In violation of the Standard concerning loyalty,prudence,and care by putting her employer's interests before the client's.

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