Tony Roberts, CFA, is a portfolio manager at Delta Securities. He suspects a colleague, who is not a member or candidate, of ongoing activities that, while not illegal under local law, violate CFA Institute Standards of Professional Conduct. Roberts and the colleague both report to the same managing director at Delta and are both currently being considered for a promotion to senior portfolio manager. According to the CFA Institute Standards of Professional Conduct, Roberts: —

单选题 编号：2692190

1. Tony Roberts, CFA, is a portfolio manager at Delta Securities. He suspects a colleague, who is not a member or candidate, of ongoing activities that, while not illegal under local law, violate CFA Institute Standards of Professional Conduct. Roberts and the colleague both report to the same managing director at Delta and are both currently being considered for a promotion to senior portfolio manager. According to the CFA Institute Standards of Professional Conduct, Roberts:

A.Is required to dissociate from the activities that violate the Code and Standards if they continue.
B.Is not required to act because the Code and Standards do not apply to non-members.
C.Must report the suspected violations of the Code and Standards first to his supervisor and then to CFA Institute.

登录后查看答案及解析

选择购买的题库