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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692178
1. Adam Schute, CFA, is on a conference call with the CFO of an investment banking client with his phone speaker on and his door open. As a result, salesmen and traders overhear the CFO describing problems with production target dates that have not been publicly disclosed. The salesmen relay this information to clients and the traders reduce their positions in the stock. With respect to the Standard on material nonpublic information, Schute has:
  • A.Not violated the Standard because he has not acted on the information,but the traders and salesmen have violated the Standard.
  • B.Violated the Standard because he should have taken steps to prevent the dissemination of the information.
  • C.Violated the Standard by not making the information public when he realized others had overheard the call.

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