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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692051
1. Rob Elliott, a CFA candidate, is an analyst with a large asset management firm. His personal portfolio includes a large amount of common stock of TECH Inc., a semiconductor company which his firm does not currently follow. The director of the research department has just asked Elliott to analyze TECH and write a report about its investment potential, which will be distributed to clients and prospective clients. Based on the CFA Institute Standards of Professional Conduct, the most appropriate course of action for Elliot to take would be to:
  • A.Sell his shares of TECH before completing the report.
  • B.Decline to write the report.
  • C.Disclose the ownership of the stock to his employer and in the report if he writes it.

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