单选题
编号:2692049
1. Alpha Advisors Inc. is an investment management firm with a client base that ranges from individuals to large foundations. Which of the following firm policies is least appropriate if Alpha adopts the Code and Standards? Alpha:
- A.Monitors the personal trading activity of firm personnel and requires them to pre-clear personal trades.
- B.Regularly calls larger accounts first after changes in investment recommendations have been faxed to all clients.
- C.Excludes client accounts of family members of employees from participating in IPOs.