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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2692043
1. Doug Watson, CFA, serves in a sales position at Sommerset Brokerage, a registered investment adviser. As part of his employment, he is expected to entertain clients. Frequently at these client outings, Watson drinks excessively. On one occasion, after dropping off a client, Watson was cited by local police for misdemeanor public intoxication. According to the Standard on knowledge of the law and the Standard on misconduct, Watson is in violation of:
  • A.Both of these Standards.
  • B.Neither of these Standards.
  • C.Only one of these Standards.

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