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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2691393
1. For years John Berger, a CFA charterholder and CEO of a company, relied upon a set of reasonable procedures for preventing violations of the Code and Standards of Professional Conduct in the firm. To not be liable for a violation of the Standards, Berger must:
  • A.Do nothing more than have the set of procedures in place as stated.
  • B.Periodically review the procedures.
  • C.Both periodically review the procedures and ensure the procedures are monitored and enforced.

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