Walter Ford, CFA, is asked to review his firm's soft dollar practices. As part of the review, he notes that his firm has failed to disclose the practices to the firm's clients in writing as required by law. Walter quickly prepares and distributes the appropriate disclosure. He does not report the firm's violation to the appropriate regulatory authority. According to the Standards of Practice Handbook, by not reporting the violation to the regulatory authority, has Walter violated any CFA Institute Standards of Professional Conduct? —

单选题 编号：2691381

1. Walter Ford, CFA, is asked to review his firm's soft dollar practices. As part of the review, he notes that his firm has failed to disclose the practices to the firm's clients in writing as required by law. Walter quickly prepares and distributes the appropriate disclosure. He does not report the firm's violation to the appropriate regulatory authority. According to the Standards of Practice Handbook, by not reporting the violation to the regulatory authority, has Walter violated any CFA Institute Standards of Professional Conduct?

A.No.
B.Yes,because he failed to act in the best interest of her employer.
C.Yes,because he is required to report legal violations to the appropriate authority.

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