Andrew Li, CFA, was recently promoted to senior portfolio manager. In her new position, Andrew is required to supervise three portfolio managers. Andrew asks for a copy of her firm's written supervisory policies and procedures, but is advised that no such policies are required by regulatory standards in the country where Andrew's firm conducts the majority of its business. According to the Standards of Practice Handbook, Andrew's most appropriate course of action would be to: —

单选题 编号：2690666

1. Andrew Li, CFA, was recently promoted to senior portfolio manager. In her new position, Andrew is required to supervise three portfolio managers. Andrew asks for a copy of her firm's written supervisory policies and procedures, but is advised that no such policies are required by regulatory standards in the country where Andrew's firm conducts the majority of its business. According to the Standards of Practice Handbook, Andrew's most appropriate course of action would be to:

A.Require that her firm adopt the CFA Institute Code of Ethics and Standards of Professional Conduct.
B.Require that the employees she supervises adopt the CFA Institute Code of Ethics and Standards of Professional Conduct.
C.Decline to accept supervisory responsibility until her firm adopts procedures to allow her to adequately exercise such responsibility.

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