单选题
编号:2690651
1. Neiman Investment Co. receives brokerage business from Pick Asset Management in exchange for referring prospective clients to Pick. Pick advises clients--in writing, at the time the relationship is established--of the nature of its arrangement with Neiman. With regard to this practice, Pick has:
- A.Complied with the Code and Standards.
- B.Violated the Code and Standards by failing to preserve the confidentiality of the agreement with Neiman.
- C.Violated the Code and Standards by participating in an agreement that creates a conflict of interest.