Steve Matthews, CFA, is a principal at Carlson Brothers, a leading regional investment bank specializing in initial public offerings of small to mid-sized biotech firms. Just before many of the IPOs are offered to the general public, Matthews arranges for 10% of the shares to be distributed to management of the firm going public. This action is a violation of the Standard concerning: —— 财会经济>CFA特许金融分析师 > CFA考试（Level Ⅰ） > Study Session 1　Ethics and Professional Standards

财会经济>CFA特许金融分析师 > CFA考试（Level Ⅰ） > Study Session 1　Ethics and Professional Standards

单选题 编号：2690649

1. Steve Matthews, CFA, is a principal at Carlson Brothers, a leading regional investment bank specializing in initial public offerings of small to mid-sized biotech firms. Just before many of the IPOs are offered to the general public, Matthews arranges for 10% of the shares to be distributed to management of the firm going public. This action is a violation of the Standard concerning:

A.Additional compensation
B.Disclosure of conflicts of interest
C.Fair dealing

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