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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2690639
1. Over the past two days, Lorraine Quigley, CFA, manager of a hedge fund, has been purchasing large quantities of Craeger Industrial Products' common stock while at the same time shorting put options on the same stock. Quigley did not notify her clients of the trades although they are aware of the fund's general strategy to generate returns. Which of the following statements is most likelycorrect? Quigley:
  • A.Did not violate the Code and Standards.
  • B.Violated the Code and Standards by manipulating the prices of publicly traded securities.
  • C.Violated the Code and Standards by failing to disclose the transactions to clients before they occurred.

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