财会经济>CFA特许金融分析师 > CFA考试(Level Ⅰ) > Study Session 1 Ethics and Professional Standards
CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2690622
1. A member or candidate who has supervisory responsibility:
  • A.Should place particular emphasis on enforcing investment-related compliance policies.
  • B.Is responsible for instructing those to whom he has delegated authority about methods to detect and prevent violations of the law and the Code and Standards.
  • C.Has complied with the Standards if she reports employee violations to upper management and provides a written warning to the employee to cease such activities.

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