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CFA考试(Level Ⅰ) - 相关题库
单选题 编号:2690616
1. Which of the following actions is most likely a violation of the Standard on fair dealing?
  • A.A portfolio manager allocates IPO shares to all client accounts,including her brother's fee-based retirement account.
  • B.An investment firm routinely begins trading for its own account immediately after announcing recommendation changes to clients.
  • C.After releasing a general recommendation to all clients,an analyst calls the firm's largest institutional clients to discuss the recommendation in more detail.

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